"As a compliance officer, I look for
companies with sound internal controls,
who are leaders in their industry, and who
can consistently deliver results. Keane
provides a full array of services and has
done a great job for us."

- Mike McVoy, Chief Compliance Officer, US Bancorp Fund Services

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About The Compliance Department Inc.

The Compliance Department Inc. specializes in providing compliance outsourcing services to securities brokers-dealers and investment advisors, as well as banking institutions and insurance companies. Clients range from individual investment advisors to large independent broker dealers as well as bank owned broker-dealers and insurance companies. Through their network of associated compliance personnel and consultants they are able to deliver high quality services at competitive pricing. Their advice represents over 100 years of combined compliance experience in brokers-dealers, investment advisors, banking institutions and insurance companies.

For more information about The Compliance Department Inc., contact Chet Hebert at 303-339-9870 or chebert@thecompliancedepartment.com, or visit them at www.thecompliancedepartment.com